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Open an Account

Full Legal Name of Customer:
(Please enter the exact full legal entity name)

1. Type of Account

Will the account be: Futures, Options, Foreign Exchange, Bullion, LME, OTC Swaps.

 Futures / Options
 LME
 Spot Foreign Exchange
 Spot Bullion
 OTC Swaps
(Please tick box)

Will the account be you open be Hedge or Non-hedge.

 HEDGE
 Non-hedge
(Please tick box)

Will you be an Introduced Clearing account or Execution and give-up account.

 FULL SERVICE Third Part Clearing
 Execution and Give-up
(Please tick box)

Specify PRODUCT(s) You Expect to Trade (e.g. Euro, Gold, Aluminium, Copper, Softs, Fix Income, Index, etc.,)


Various

2. Order Routing

Systems Required:

 Futures
 FX
 Options
 FIX

3. Trading Volume

Estimated average monthly volume :

4. Customer Information

Legal Address:
(Please enter registered address of company)

Mailing Address:
(If Different from Registered Address)

Telephone:

Mobile:

Email Address:



Fax:

Contact Name(s):
(Please scan and email copy of business card)

Country of Incorporation:

Group Affiliation, if any:
(Is customer part of a larger group and if so, please provide details)

Supplementary Customer Information

Corporate:
Constitutional Documents - Memorandum and Articles of Association, Cert. of incorporation
Latest Audited Financial Report or Interim report if available
Marketing presentation or Corporate Profile

Funds, LP's and LLC:
Offering Memorandum
Certified copy of constitutional documents:
• For an LLC: Certificate of Formation and LLC agreement

• For an LP: Certificate of Incorporation and Limited Partnership Agreement

• All others: Certificate of Incorporation and Memorandum & Articles of Association
Copies of the service level agreement with Investment Manager / Investment Advisor and Administrator

• Latest Audited Financial results (if available) or Balance Sheet

Restate type of accounts

Mainly:

1) General Trading Account - futures and options account used by the client to hedge price risk

2) OTC - Over the counter financing required

Origin of Relationship

Brief description on how the account was introduced or became known to Newgate


Financing Limits required

PLEASE SCAN AND EMAIL ADDITIONAL INFORMATION TO: INFO@NEWGATEGLOBALMARKETS.COM


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