Our Core Principals

What Matters most is personal integrity, relationships and trust.

Zuì zhòngyào de shì gèrén chéngxìn, guānxì hé xìnrèn.

Ce qui compte le plus, c’est l’intégrité personnelle, les relations et la confiance.

Am wichtigsten sind persönliche Integrität, Beziehungen und Vertrauen.

Ciò che conta di più è l'integrità personale, le relazioni e la fiducia.

Lo que más importa es la integridad personal, las relaciones y la confianza.

Maitars sabase adhik vyaktigat akhandata, rishte aur vishvaas hai.

Mottomo jūyōna no wa, kojin no seijitsu-sei, kankei, soshite shinraidesu.

Open an Account

    Full Legal Name of Customer:
    (Please enter the exact full legal entity name)

    1. Type of Account

    Will the account be: Futures, Options, Foreign Exchange, Bullion, LME, OTC Swaps.

    Futures / Options
    LME
    Spot Foreign Exchange
    Spot Bullion
    OTC Swaps
    (Please tick box)

    Will the account be you open be Hedge or Non-hedge.

    HEDGE
    Non-hedge
    (Please tick box)

    Will you be an Introduced Clearing account or Execution and give-up account.

    FULL SERVICE Third Part Clearing
    Execution and Give-up
    (Please tick box)

    Specify PRODUCT(s) You Expect to Trade (e.g. Euro, Gold, Aluminium, Copper, Softs, Fix Income, Index, etc.,)


    Various

    2. Order Routing

    Systems Required:

    Futures
    FX
    Options
    FIX

    3. Trading Volume

    Estimated average monthly volume :

    4. Customer Information

    Legal Address:
    (Please enter registered address of company)

    Mailing Address:
    (If Different from Registered Address)

    Telephone:

    Mobile:

    Email Address:



    Fax:

    Contact Name(s):
    (Please scan and email copy of business card)

    Country of Incorporation:

    Group Affiliation, if any:
    (Is customer part of a larger group and if so, please provide details)

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    Supplementary Customer Information

    Corporate:
    Constitutional Documents - Memorandum and Articles of Association, Cert. of incorporation
    Latest Audited Financial Report or Interim report if available
    Marketing presentation or Corporate Profile

    Funds, LP's and LLC:
    Offering Memorandum
    Certified copy of constitutional documents:
    • For an LLC: Certificate of Formation and LLC agreement

    • For an LP: Certificate of Incorporation and Limited Partnership Agreement

    • All others: Certificate of Incorporation and Memorandum & Articles of Association
    Copies of the service level agreement with Investment Manager / Investment Advisor and Administrator

    • Latest Audited Financial results (if available) or Balance Sheet

    Restate type of accounts

    Mainly:

    1) General Trading Account - futures and options account used by the client to hedge price risk

    2) OTC - Over the counter financing required

    Origin of Relationship

    Brief description on how the account was introduced or became known to Newgate


    Financing Limits required

    PLEASE SCAN AND EMAIL ADDITIONAL INFORMATION TO: [email protected]


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