Full Legal Name of Customer:
(Please enter the exact full legal entity name)
Will the account be: Futures, Options, Foreign Exchange, Bullion, LME, OTC Swaps.
Will the account be you open be Hedge or Non-hedge.
Will you be an Introduced Clearing account or Execution and give-up account.
Specify PRODUCT(s) You Expect to Trade (e.g. Euro, Gold, Aluminium, Copper, Softs, Fix Income, Index, etc.,)
Various
Estimated average monthly volume :
Legal Address:
(Please enter registered address of company)
Mailing Address:
(If Different from Registered Address)
Contact Name(s):
(Please scan and email copy of business card)
Country of Incorporation:
Group Affiliation, if any:
(Is customer part of a larger group and if so, please provide details)
Supplementary Customer Information
Corporate:
Constitutional Documents - Memorandum and Articles of Association, Cert. of incorporation
Latest Audited Financial Report or Interim report if available
Marketing presentation or Corporate Profile
Funds, LP's and LLC:
Offering Memorandum
Certified copy of constitutional documents:
• For an LLC: Certificate of Formation and LLC agreement
• For an LP: Certificate of Incorporation and Limited Partnership Agreement
• All others: Certificate of Incorporation and Memorandum & Articles of Association
Copies of the service level agreement with Investment Manager / Investment Advisor and Administrator
• Latest Audited Financial results (if available) or Balance Sheet
Restate type of accounts
Mainly:
1) General Trading Account - futures and options account used by the client to hedge price risk
2) OTC - Over the counter financing required
Origin of Relationship
Brief description on how the account was introduced or became known to Newgate
Financing Limits required
PLEASE SCAN AND EMAIL ADDITIONAL INFORMATION TO: [email protected]
