We at Newgate Global Markets LLC (“Newgate”) value our customer relationships and appreciate the trust that you have placed in us. As part of this relationship, and to provide you with financial products and services to meet your needs, you have given to us private information about yourself. We pledge to protect that information and ensure that it remains private.
Pursuant to 17 C.F.R. Part 160, Newgate and the affiliated registrants who have adopted this policy, are hereby providing the following Notice to our customers who may have established an account for personal, family, or household purposes. If you are using your account for business purposes, you may not technically be required to receive this Notice. Nevertheless we felt you may be interested in receiving it. The following information in this Notice summarizes the categories of information that we collect, how that information is handled, and how we protect your information.
We collect nonpublic personal information about you from the following sources:
We do not disclose any nonpublic personal information about our customers or our former customers to anyone, except as permitted by law.
We may disclose all of the information we collect, as described above, to companies that perform services on our behalf, our affiliated entities and/or to other financial institutions with whom we have execution agreements. Please notify us in the event that you do not want us to share information with affiliated entities, which may use such information to make solicitations for marketing purposes.
We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you.
Furthermore, to help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens and maintains an account. What this means to you is that when you establish an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.
If you have any questions or comments about this Notice, please contact us telephone number +1 646 762 2000. You may also write us at Newgate Global Market LLC, Attention: Chief Executive Officer, 23 Green Street, Suite 209, Huntington, NY 11743 or email us at [email protected].